The opportunity
Act as the primary point of contact for financial regulators and supervisory authorities.
What you'll do
Act as the primary point of contact for financial regulators and supervisory authorities.
Lead regulatory inspections, inquiries, audits, and ongoing supervisory engagements.
Manage remediation programs arising from regulatory reviews, audits, or internal assessments.
Coordinate cross-functional responses to regulatory requests and ensure: timely delivery of required documentation.
Draft and maintain regulatory submissions, including Client Money Policies,: fund flow reports, risk assessments, and other regulatory documentation.
Monitor regulatory developments and assess their impact on the business.
What they're looking for
- Bachelor's degree in Law, Finance, Accounting, Business Administration, or a related discipline.
- + years of experience in Regulatory Compliance, Regulatory Affairs, Business: Compliance, or related functions within regulated financial institutions.
- Demonstrated experience directly engaging with financial regulators and: PSP/EMI/MSB type licensing frameworks. Crypto compliance expertise is an additional advantage
- Proven experience managing regulatory inspections, examinations, audits, and remediation programs.
- Proven experience leading policy development and compliance gap analysis initiatives.
- Experience in driving new licensing opportunities
- Experience within cryptocurrency, digital asset, or virtual asset service provider (VASP) environments.
- Experience in Middle East, or Southeast Asian regulatory environments
