Compliance Advisory LeadActive

The opportunity

Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades.

What you'll do

  • Partner closely with product and engineering teams to support the design,: launch, and iteration of new banking products, features, and process changes to ensure adherence to applicable banking and consumer protection regulations.

  • Perform compliance risk assessments of relevant regulations, such as UDAAP, Reg E, Reg DD, etc.

  • Review marketing materials, customer communications, and disclosures for regulatory compliance.

  • Coordinate due diligence requests and ongoing compliance activities with: sponsor banks and other third-party partners.

  • Own, maintain, and continuously improve banking compliance policies,: procedures, and controls to align with internal standards as well as external regulatory and partner expectations

  • Lead regulatory, partner, and internal audits related to banking products,: including preparation, response coordination, and remediation tracking.