The opportunity
Ready to do the most impactful work of your career? At Coinbase , we are uncompromising on our mission to increase economic freedom.
What you'll do
Own the day-to-day leadership of CDE's Market Regulation Department as: second-in-command, providing continuity and decision-making in the Chief Regulatory Officer's absence
Drive CDE's compliance posture across all applicable CFTC regulatory: requirements including, but not limited to, Part 38, 39, 40 of the Commodity Exchange Act, identifying gaps and implementing corrective actions
Lead the management of internal and external examinations and audits,: coordinating responses and ensuring timely resolution of findings
Partner with CDE trade surveillance personnel to review escalated cases,: assess potential rulebook violations, and determine appropriate enforcement actions
Strengthen cross-functional alignment by advising CDE personnel and partner: teams on DCM Core Principles, CFTC regulations, and CDE's rulebook and policies
+ years of experience providing compliance and regulatory support for: CFTC-registered designated contract markets (DCMs) or derivatives clearing organizations (DCOs)
What they're looking for
- Demonstrated hands-on experience interpreting and applying CFTC Parts 38, 39,: and 40 in a DCM and/or DCO environment, with the ability to discuss specific regulatory requirements and their practical application to exchange operations, rulebook governance, and compliance programs.
- Demonstrated experience engaging directly with senior CFTC staff, including: the Division of Market Oversight, Division of Clearing and Risk, and Market Participants Division
- Deep knowledge of CFTC Core Principles with proven ability to analyze and: apply to ensure DCM maintains compliance with applicable regulations
- Strong grasp of market fundamentals, trading practices, investigative and: surveillance techniques, sufficient to evaluate complex potential violations