Compliance Advisory Manager - Investments, Pensions & Financial PromotionsActive£60K–£70K

The opportunity

🚀 We’re on a mission to make money work for everyone.

What you'll do

  • the Wealth Collective: covering Savings, Investments, Pensions & Insurance

  • the Growth & Marketing Collective: incl. Brand Campaigns, events & sponsorship

  • MonzOS - covering the Monzo-wide platform experience, incl. incorporating AI

  • Being the first point of contact for compliance advice, initially for the: Wealth Collective but expanding to Growth & Marketing and MonzOS over time.

  • Providing clear and proactive compliance advice, especially on COBS, PROD, SDR, CASS and Consumer Duty.

  • Reviewing customer journeys and communications to help the business deliver: good customer outcomes, and flagging any risks.

What they're looking for

  • Advising Marketing and Financial Promotion teams on financial promotion rules and guidance.
  • Overseeing regulatory breaches and incidents as part of the team.
  • Learning about the wider Collectives the team supports with the aim to expand: your knowledge to proactively support more areas in future.
  • You know the Consumer Duty and COBS rules inside out