The opportunity
Ready to do the most impactful work of your career? At Coinbase , we are uncompromising on our mission to increase economic freedom.
What you'll do
Investigate potential trade practice violations, including spoofing, wash: trading, money pass activity, front running, fraud, and other disruptive trading activity by CDE participants to ensure compliance with CDE's rulebook and applicable CFTC regulations.
Analyze alerts generated by CDE's trade surveillance system, triaging and: escalating matters that require heightened review in partnership with Market Regulation Department leadership.
Produce investigative reports documenting observations, findings, and: assessments, maintaining compliance with recordkeeping requirements for all inquiries and investigations.
Deliver updates and presentations to the Chief Regulatory Officer, CDE Board,: and Regulatory Oversight Committee on matters related to trade activity in accordance with CDE rules and procedures.
Identify patterns and trends across surveillance data that may indicate: emerging market risks or systemic compliance gaps, recommending process improvements to strengthen the program.
+ years of experience providing market and trade surveillance support for: regulated entities (DCMs, DCOs, exchanges, broker-dealers, or comparable).
What they're looking for
- Sound understanding of market fundamentals, derivatives trading practices,: and investigative and surveillance techniques, with the ability to apply CFTC regulations and exchange rulebooks to specific trading scenarios.
- Demonstrated ability to produce clear, well-organized investigative: memoranda, reports, and presentations that synthesize complex trading data for stakeholders at all levels, including regulators.
- Experience managing multiple concurrent investigations and regulatory: deadlines while maintaining accuracy and thoroughness across all active matters.
- Utilizes generative AI responsibly, maintaining human oversight to deliver: business-ready outputs and drive measurable improvements in workflow efficiency, cost, and quality.
