The opportunity
Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades.
What you'll do
Drive the implementation and continuous enhancement of the firm's compliance: framework, with particular focus on MiFID II and MiCA requirements across all 30 EEA markets where the firm operates.
Serve as the firm’s ultimate escalation point and subject matter expert for: complex sanctions alerts, conducting deep-dive investigations into potential matches.
Own and execute the firm’s regulatory reporting obligations (e.g.,: transaction reporting). Serve as a key point of contact for external exams, regulatory inquiries, and internal audits.
Partner closely with legal, product, and engineering teams to ensure that new: and existing products adhere to applicable regulatory requirements (including MiFID and MiCA).
Maintain and update the firm’s sanctions policies and procedures, ensuring: strict alignment with evolving EU regulations (ESMA), local laws, and global corporate standards.
Conduct independent assurance testing on sanctions controls, screening lists,: and onboarding flows, actively driving the remediation of any identified compliance gaps.
What they're looking for
- Manage asset freezing and mandatory reporting procedures, ensuring true: matches are restricted and reported to applicable authorities strictly within statutory deadlines.
- Provide oversight of screening engines and blockchain analytics tools,: offering strategic advice and tuning recommendations to the First Line of Defense.
- Monitor EU regulatory developments,, translating regional risks into: actionable updates for the firm's screening logic.
