The opportunity
Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades.
What you'll do
Lead and drive consensus with senior management and cross-functional risk: partners to design and implement best-in-class risk management practices, balancing rigorous risk mitigation with operational efficiency
Own and evolve the Risk Management Program documentation, establishing clear: standards and frameworks that create demonstrable value across the broker dealer enterprise
Oversee risk assessment activities including RCSAs, new product reviews, and: emerging risk identification, ensuring rigor, consistency, and regulatory alignment
Direct the aggregation and presentation of risk committee materials and: executive management reporting, translating complex risk data into clear, actionable decision-support insights
Provide independent, objective oversight of the broker dealers' risk and: control environment, holding business partners accountable for accurate and timely risk management execution
Build, lead, and develop a high-performing team of risk professionals,: setting strategic direction, coaching for growth, and delivering consistently excellent work product
What they're looking for
- Harness data analytics and risk reporting solutions to synthesize the broker: dealers' risk data, surface emerging trends, and deliver clear, actionable insights that support strategic risk decisions
